Compliance · vCIO · IT Strategy

Compliance and strategic IT — built in, not bolted on

NYDFS Part 500, HIPAA, SOC 2, SEC cybersecurity, and CT Data Privacy Act compliance program management — plus vCIO services for IT roadmap, budgeting, and risk planning. For organizations that need IT to support the business, not just keep the lights on.

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NYDFS Part 500HIPAASOC 2SEC Cyber RulesCTDPAvCIO advisory
The Service

Compliance isn't a checkbox — it's a program that has to be maintained

Annual certifications, quarterly risk assessments, evidence collection, policy updates, vendor management, and board reporting — compliance programs require ongoing operational discipline, not a one-time project. Most IT vendors treat compliance as an add-on. We build it into managed service engagements from day one.

Our vCIO service gives your organization access to strategic IT leadership without the cost of a full-time hire. Quarterly business reviews, technology roadmaps, IT budgeting, risk assessments, and board-level cybersecurity reporting — all aligned to your business objectives and compliance obligations.

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What's included

  • NYDFS 23 NYCRR Part 500 — gap assessment, program management, annual certification
  • HIPAA Security Rule — risk analysis, safeguard implementation, audit preparation
  • SOC 2 Type II — readiness assessment, control design, evidence collection
  • SEC Cybersecurity Rules — disclosure readiness, risk management documentation
  • CT Data Privacy Act — data mapping, DPIA execution, consumer rights workflows
  • Quarterly vCIO reviews — IT roadmap, budgeting, technology planning
  • Board-level cybersecurity reporting and risk presentations
  • Cyber insurance documentation and renewal support
How It Works

What Compliance & vCIO looks like in practice

Every capability below is included in your managed engagement — actively monitored, not just deployed.

📋

NYDFS Part 500

Full program management: gap assessment, security policy development, technical control implementation, evidence collection, and February 15 annual certification support.

🏥

HIPAA Compliance

Security Risk Analysis, required safeguard implementation, BAA management, workforce training, and OCR audit preparation for healthcare organizations.

✅

SOC 2 Type II

Readiness assessment, control design and implementation, evidence collection, and audit coordination with optional ongoing compliance monitoring.

📊

vCIO Advisory

Quarterly IT business reviews, technology roadmap, IT budgeting, risk assessments, and board-level cybersecurity reporting aligned to your business objectives.

🔍

Risk Management

Ongoing risk identification, assessment, and mitigation planning — documented and updated regularly to reflect changes in your environment and threat landscape.

📄

Policy Development

Incident response plans, acceptable use policies, data classification frameworks, vendor management programs, and the documentation your compliance auditors need.

Why It Matters

The compliance frameworks that govern CT and NY businesses

Financial services, healthcare, legal, and technology-adjacent businesses in Connecticut and New York operate under some of the most demanding regulatory frameworks in the country. NYDFS Part 500 annual certifications, HIPAA Security Rule requirements, SEC cybersecurity disclosure rules, and the CT Data Privacy Act all require active, documented compliance programs — not assumptions.

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What we deliver

  • NYDFS 23 NYCRR Part 500 — gap assessment, program management, annual certification
  • HIPAA Security Rule — risk analysis, safeguard implementation, audit preparation
  • SOC 2 Type II — readiness assessment, control design, evidence collection
  • SEC Cybersecurity Rules — disclosure readiness, risk management documentation
  • CT Data Privacy Act — data mapping, DPIA execution, consumer rights workflows
  • Quarterly vCIO reviews — IT roadmap, budgeting, technology planning
  • Board-level cybersecurity reporting and risk presentations
  • Cyber insurance documentation and renewal support
“
We got hit with ransomware on a Friday. By the following week, Moore Technology had restored our data, rebuilt our entire Active Directory, and had every machine back online. They figured out how the attackers got in, cleaned everything up, and put real protections in place we never had before.

Managing Partner — Weintraub, Traub, Tracy & Virk, CPA's | Long Island, NY

Common Questions

Questions about Compliance & vCIO

What is NYDFS Part 500 and does it apply to us?

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NYDFS 23 NYCRR Part 500 applies to all entities licensed by the New York State Department of Financial Services — insurance companies, banks, mortgage companies, money transmitters, and other financial entities. It requires a documented cybersecurity program, annual risk assessments, and a February 15 certification filing. We manage the full program.

What does vCIO actually include?

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Quarterly technology reviews aligned to business objectives, IT roadmap and multi-year planning, annual IT budget development, risk assessments, vendor management oversight, technology recommendations, and board or executive-level cybersecurity reporting. Available as a standalone service or included in Sentinel tier managed services.

Can you help us prepare for a SOC 2 audit?

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Yes. We conduct a readiness assessment to identify control gaps, design and implement the required controls, collect and organize evidence, and coordinate with your auditor throughout the process. We can also provide ongoing compliance monitoring after the audit to maintain your attestation.

What is the CT Data Privacy Act (CTDPA)?

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Connecticut's Data Privacy Act applies to businesses processing personal data of 100,000+ CT consumers annually, or 25,000+ if more than 25% of revenue comes from selling personal data. We help CT businesses assess applicability, conduct required Data Protection Assessments, and build compliant data processing programs.
Compliance & vCIO

Build a compliance program that actually holds up

Schedule a free compliance assessment. We'll identify which frameworks apply to your business, where your current gaps are, and what it would take to build a defensible program.

Schedule a Free Consultation (646) 791-2137
White Plains, NY  ·  Westport, CT  ·  info@mooretechnologyconsulting.com
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New York Locations
New York City, NY Manhattan | Brooklyn | Queens | Bronx | Staten Island

White Plains, NY 44 S Broadway, White Plains, NY 10601

Connecticut Locations
Stamford, CT 700 Canal Street, Stamford, CT 06902



Westport, CT 55 Post Rd W, Westport, CT 06880

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Moore Technology Consulting is headquartered in Stamford, CT and certified as a Minority Business Enterprise (MBE) by the New York City Department of Small Business Services (SBS) and New York State Empire State Development (ESD). We deliver managed IT and cybersecurity services to small and mid-sized businesses across Fairfield County, Westchester, and the greater New York metro area.

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